75107856
May 21, 1996
Sep 30, 1997
corporate and public financial services, namely, providing financial analysis and consultation to corporations and governmental entities, underwriting the securities of corporations and governmental entities, and brokerage of the securities of corporations and governmental entities through public offerings and private placements; personal financial services, namely, providing investment and other financial consultation to individuals; capital management services, namely, managing the investment portfolios of retirement plans, individuals, foundations, insurance companies, and endowments; brokerage services, namely, receiving and executing orders from others for the purchase and sale of securities; equity and fixed income securities trading and brokerage services for the accounts of individuals, pension and profit-sharing plans, and institutional money managers; and insurance agency services
Insurance and Financial