Mark Identification

VIVALDI CAPITAL MANAGEMENT

Serial Number

85481510

Filing Date

Nov 28, 2011

Registration Date

Sep 11, 2012

Trademark by

VFT HOLDINGS LP

Active Trademark

Classification Information

Financial management, financial asset management, and financial portfolio management; Financial services, namely, investment advice, financial planning advice, investment management, investment consultation, research relating to finance and investments, and investment of funds for others, including private and public equity and debt investment services; Financial services, namely, coordination, within a single account, of an investment portfolio's maintenance, trading, re-balancing, and tax management needs; Providing financial services with respect to securities and other financial instruments and products, namely, trading of and investments in securities and financial instruments and products for others

Insurance and Financial