Mark Identification

UBS GLOBAL ASSET MANAGEMENT

Serial Number

76511274

Filing Date

May 1, 2003

Registration Date

May 31, 2005

Trademark by

UBS GROUP AG

Active Trademark

Classification Information

[ (Based on 44(e)) PREPARATION OF FINANCIAL BUSINESS REPORTS; FINANCIAL STATEMENT PREPARATION AND ANALYSIS FOR BUSINESSES; TAX CONSULTATION, namely, PREPARATION AND ANALYSIS OF TAX ADVISORY OPINIONS AND ASSESSMENTS ]

Advertising and Business

(Based on 1(a) and 44(e)) INSURANCE AFFAIRS, NAMELY INSURANCE BROKERAGE, INSURANCE CONSULTATION AND INSURANCE UNDERWRITING FOR ALL TYPES OF INSURANCE; FINANCIAL AFFAIRS, NAMELY FINANCIAL MANAGEMENT, FINANCIAL PLANNING, FINANCIAL FORECASTING, FINANCIAL PORTFOLIO MANAGEMENT AND FINANCIAL ANALYSIS AND CONSULTATION; BANKING; FINANCIAL INFORMATION PROVIDED BY ELECTRONIC MEANS; FINANCIAL SERVICES, NAMELY PROVIDING INFORMATION IN THE FIELD OF FINANCE VIA THE INTERNET AND PROVIDING ON-LINE STORED VALUE ACCOUNTS IN AN ELECTRONIC ENVIRONMENT; ELECTRONIC BANKING SERVICES VIA A GLOBAL COMPUTER NETWORK; STOCK BROKERAGE SERVICES, NAMELY TRADING IN SECURITIES, DERIVATIVES AND CURRENCIES; MONETARY EXCHANGE; COMMODITIES EXCHANGE SERVICES; FINANCIAL EXCHANGE; FINANCIAL INFORMATION IN THE NATURE OF RATES OF EXCHANGE; FUTURES EXCHANGE SERVICES; CURRENCY EXCHANGE AND ADVICE; BROKERAGE IN THE FIELD OF COMMODITIES, INVESTMENTS, REAL ESTATE, MORTGAGE, MUTUAL FUNDS, SECURITIES AND STOCKS; CONSULTATION SERVICES IN THE FIELD OF BANKING, COMMODITIES, INVESTMENTS, REAL ESTATE, MORTGAGE, MUTUAL FUNDS, SECURITIES, STOCKS, CAPITAL INVESTMENT, CREDIT AND CREDIT INQUIRY; AGENCIES IN THE FIELD OF BONDS AND OTHER SECURITIES; DEBT RECOVERY AND COLLECTION AGENCIES; TRANSFER AGENCY SERVICES RENDERED TO ISSUERS OF INVESTMENT SECURITIES; FINANCIAL CONSULTATION SERVICES IN THE FIELD OF PAYMENT SYSTEMS; INVESTMENT MANAGEMENT SERVICES, NAMELY MANAGEMENT OF ASSETS; ADMINISTRATION OF EMPLOYEE PENSION PLANS FOR OTHERS; FINANCIAL TRANSACTIONS, NAMELY INVESTMENT FUND TRANSFER AND TRANSACTION SERVICES; DEBIT CARD SERVICES; DEBIT ACCOUNT SERVICES VIA A COMPUTER READABLE CARD; CONSULTANCY SERVICES IN THE FIELD OF FINANCIAL PLANNING AND FINANCIAL MANAGEMENT; FINANCIAL MANAGEMENT, NAMELY MANAGEMENT OF MUTUAL FUNDS; FINANCIAL CONSULTATION SERVICES IN THE FIELD OF FINANCIAL PLANNING, FINANCIAL MANAGEMENT, AND PAYMENT SYSTEMS; INVESTMENT MANAGEMENT AND RISK MANAGEMENT; FINANCIAL SERVICES FOR TRUSTS, NAMELY INVESTMENT FUND TRANSFER AND TRANSACTION SERVICES; INVESTMENT ADVISORY SERVICES AND ASSET MANAGEMENT SERVICES; REAL ESTATE ACQUISITION SERVICES; REAL ESTATE APPRAISAL; REAL ESTATE EQUITY SHARING, NAMELY, MANAGING AND ARRANGING FOR CO-OWNERSHIP OF REAL ESTATE; REAL ESTATE ESCROW SERVICES; REAL ESTATE INVESTMENT; REAL ESTATE MANAGEMENT; ESTATE TRUST MANAGEMENT; TRUST SERVICES, NAMELY, INVESTMENT AND TRUST COMPANY SERVICES; ESTATE PLANNING; TRUSTEESHIP REPRESENTATIVES; PROVIDING INVESTMENT ADVICE, NAMELY IN CONNECTION WITH INSURANCE, FINANCE, BANKING, COMMODITY, CURRENCY AND REAL ESTATE SERVICES; CONSULTATION AND COMMISSIONING ORDERS IN CONNECTION WITH INSURANCE, FINANCE, BANKING, COMMODITY, CURRENCY AND REAL ESTATE SERVICES; BROKERAGE SERVICES IN CONNECTION WITH TRADING IN ENERGY, SOURCES OF ENERGY AND ENERGY BY-PRODUCTS; AND FINANCIAL SPONSORSHIP IN THE FIELDS OF THE CULTURAL ARTS, SPORTS AND RESEARCH INTO ECONOMICS, POLITICS AND LAW

Insurance and Financial