76404337
May 7, 2002
Jun 24, 2003
FINANCIAL INVESTMENT SERVICES IN THE FIELD OF SECURITIES; FINANCIAL INVESTMENT SERVICES IN THE NATURE OF AN OVER-THE-COUNTER DERIVATIVE STRATEGY IMPLEMENTED ON BEHALF OF CUSTOMERS WISHING TO SELL THEIR POSITION IN A SECURITY IN THE FUTURE AT A PRICE WHICH IS CONTINGENT UPON THE PRICE OF THE SECURITY AT MATURITY, AND WHICH GIVES THE CUSTOMER INCREASED ECONOMIC EXPOSURE TO THE SECURITY OVER A CERTAIN PRICE RANGE AND DECREASED ECONOMIC EXPOSURE TO THE SECURITY OVER [ O ] * a * DIFFERENT [ PRINCE ] * price * RANGE
Insurance and Financial