TRUST. INTEGRITY. PASSION

Financial services, namely, brokerage in the field of equities, over-the-counter corporate equity securities, corporate debt securities, U;S; government securities, municipal securities, variable life insurance or annuities, put or call options, investment brokerage and mutual funds brokerage; investment advisory services, non-exchange member arranging for transactions in listed securities by exchange member, namely, securities brokerage services, providing advice on financial asset management through strategic asset allocation; securities brokerage in a networking, kiosk or similar arrangement with a bank, savings bank or association, or credit union offered via an electronic kiosk or a site on the Internet or an intranet