TRANSPARENCE

Financial services, namely, securities lending, securities borrowing, and trading in securities, financing of securities portfolios, price setting of financial instruments, providing securities market information, and arranging for financing of the cost of borrowing and lending securities

Providing temporary use of non-downloadable computer software for facilitating client interactions for the purposes of enabling borrowing and lending of securities and facilitating the shorting of securities; Providing temporary use of non-downloadable computer software for overseeing administrative tasks for facilitating financial services, namely, borrowing and lending securities, managing a portfolio of borrowed and lent securities, setting the price for borrowing and lending securities, monitoring the status of securities, and arranging financing for the purpose of borrowing and lending securities