85125151
Sep 8, 2010
Nov 29, 2011
Financial, investment and investment banking services, namely, management, brokerage and trading in the fields of securities, options, futures, commodities, equities and fixed income products, namely, municipal bonds, corporate bonds and treasuries, in the U. S. and overseas securities markets; investment banking services, namely, dealing in securities as a market maker, and participation in the issuance, underwriting and distribution of securities; financial research and equity research; agency brokerage services for stocks and bonds; banking services, namely, corporate access services in the nature of providing institutional investors with access to corporations by means of roadshows
Insurance and Financial