THE RIGARD REPORT

Investment risk assessment services; Advice relating to investments; Financial and investment services, namely, management and brokerage in the fields of stocks, bonds, options, commodities, futures and other securities, and the investment of funds of others; Financial and investment services, namely, asset and investment acquisition, consultation, advisory and development; Financial planning and investment advisory services; Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others, including private and public equity and debt investment services; Global investment research services; Information, advisory, consultancy and research services relating to finance and investments; Providing investors with financial information; Providing information and research in the field of finance and financial investments