75494154
Jun 1, 1998
Dec 14, 1999
FINANCIAL SERVICES, NAMELY, ANNUITY SERVICES AND RETIREMENT ACCOUNT SERVICES; INVESTMENT MANAGEMENT SERVICES; MUTUAL FUND SERVICES, NAMELY, BROKERAGE, DISTRIBUTION, INVESTMENT AND PROVIDING SHAREHOLDER SERVICES, INVESTMENT ADVICE AND CUSTODIAL SERVICES TO A COMMINGLED POOL OF INVESTOR MONEY; INSURANCE SERVICES, NAMELY, LIFE, HEALTH PROPERTY AND CASUALTY INSURANCE AGENCY AND BROKERAGE SERVICES; UNDERWRITING SECURITIES AND OTHER FINANCIAL PRODUCTS DEALING IN SECURITIES AND OTHER FINANCIAL PRODUCTS AS A DEALER, MARKET MAKER, SPECIALIST OR IN ANOTHER PRINCIPAL CAPACITY; CUSTODIAL SERVICES OR SECURITIES AND OTHER FINANCIAL PRODUCTS; PROVIDING SHAREHOLDER SERVICES, NAMELY, ACCOUNT RECORDKEEPING, TRANSFER AGENT, REGISTRAR AND PAYING AGENT SERVICES; INVESTMENT ADVICE, NAMELY, RECOMMENDING OR DIRECTING THE PURCHASE AND DISPOSITION OF SECURITIES AND OTHER FINANCIAL PRODUCTS TO INDIVIDUAL ACCOUNTS AND TO A COMMINGLED POOL OF INVESTORS MONEY, NAMELY, MUTUAL FUNDS, UNIT INVESTMENT TRUSTS AND OTHER INVESTMENT COMPANIES, FINANCIAL PLANNING SERVICES; ASSET ALLOCATION SERVICES; FULL SERVICE, PLANNING SERVICES; ASSET ALLOCATION SERVICES; FULL SERVICE, DISCOUNT, TELEPHONE AND GLOBAL COMPUTER NETWORK BROKERAGE OF SECURITIES AND OTHER FINANCIAL PRODUCTS
Insurance and Financial