SUMMIT CPA ALLIANCE

Financial services, namely, annuity services and retirement account services; investment management services; mutual fund services, namely, brokerage, distribution, investment and providing shareholder services, investment advice and custodial services to a commingled pool of investor money; insurance services, namely, life and health insurance brokerage services; dealing in securities as dealer, market maker, specialist or in another principal capacity; securities custodial services; providing shareholder services, namely, account recordkeeping, transfer agent, registrar and paying agent services, investment advice, namely, directing the purchase and disposition of investments and securities custodial services to a commingled pool of investors money, namely, mutual funds, unit investment trusts and other investment companies