Mark Identification

SOPHISTICATED INVESTMENT STRATEGIES FOR SOPHISTICATED INVESTORS

Serial Number

76157061

Filing Date

Nov 1, 2000

Registration Date

Nov 20, 2001

Trademark by

LIPPER & COMPANY INC.

Classification Information

investment advisory, investment supervisory and investment management services relating to small, medium and large capitalization equity securities, fixed income securities, including high yield corporate bonds; investment grade securities, convertible securities and hedged convertible securities and merger arbatrage; fund investment services; and financial management services, namely, buying, selling, maintenance and management of funds and investments for others

Insurance and Financial