SONATA ONE

Marketing services relating to private funds; management of regulatory compliance documentation.

Private equity fund investment services and investment management; private equity securities investment services; private market fund brokerage services; financial risk management services; providing customer financial due diligence information and tax related compliance services in the nature of tax form management and reporting in the private funds market; financial services, namely, maintaining the register of investor interests in a fund and transfer agency services rendered to issuers of investment securities

Provision of online, non-downloadable computer platforms for conducting investment exchange, financial information exchange and regulatory compliance services in the nature of verification of investor securities law accreditation and identity and tax related compliance services such as tax form management and reporting; Software as a Service featuring software for placement of investors in private funds for investment exchange, financial information exchange and regulatory compliance services in the nature of verification of investor accreditation under securities laws and identity and tax related compliance services such as tax form management and reporting

Providing authentication of personal identification information in the nature of verification of investor personal identification information in the nature of name and date of birth with suitable authentication documentation; regulatory compliance assessment and verification of investor identity and securities laws accreditation, and fraud detection services via the authentication of documentation in the nature of investors' identity documentation and name screening for adverse media, political exposure and sanctions in the field of anti-money laundering and other laws and regulations concerning investments; regulatory compliance assessment, verification of investor identity and securities laws accreditation and preparing and providing regulatory compliance reports relating to risk and compliance with anti-money laundering laws along with reports to be submitted to tax authorities under FATCA/CRS agreements in the fields of anti-money laundering, tax and securities laws, namely, verify the identity of investors in the private markets including their beneficial owners, verify their eligibility to invest in private markets funds under applicable securities laws; provide named individuals to act as Anti-Money Laundering ("AML") Officers for private funds to report suspicious activity and test the fund's regulatory compliance under applicable AML laws; provision of regulatory compliance consulting services relating to tax compliance, including FATCA/CRS and Withholding Tax compliance