SOLUTIONS FOR EVERY INVESTOR

Downloadable Electronic Material, Namely, Manuals, Pamphlets and Brochures, All Relating to Mutual Funds, Commodity Funds, Pooled Funds, Hedge Funds, Exchange Traded Funds, Closed-End Funds, Principal Protected Notes, Wrap Account Products, Segregated Funds, Securities and Securities-Based Investment Products

Printed Material, Namely, Manuals, Pamphlets and Brochures, All Relating to Mutual Funds, Commodity Funds, Pooled Funds, Hedge Funds, Exchange Traded Funds, Closed-End Funds, Principal Protected Notes, Wrap Account Products, Segregated Funds, Securities and Securities-Based Investment Products

Financial, Advisory and Investment Services, Namely, the Structuring, Brokerage, Distribution, Management and Administration of Investments, Namely, Mutual Funds, Commodity Funds, Pooled Funds, Hedge Funds, Exchange Traded Funds, Closed-End Funds, Principal Protected Notes, Wrap Account Products, Segregated Funds, Securities and Securities-Based Investment Products; Financial Products Services, namely, Brokerage, Advisory, Distribution, Administration, Management, Trustee Services, and Custodial Services in the Nature of Maintaining Possession of Financial Assets for Others for Financial Management Purposes for Mutual Funds, Commodity Funds, Pooled Funds, Hedge Funds, Exchange Traded Funds, Closed-End Funds, Principal Protected Notes, Wrap Account Products, Segregated Funds, Securities and Securities-Based Investment Products