90379458
Dec 14, 2020
Sep 28, 2021
Active Trademark
Providing temporary use of online non-downloadable computer software for assisting financial advisors with compliance with federal requirements and regulations, namely, through automation of compliance and operational tasks financial advisors perform regularly and automation of compliance oversight of financial advisor activities; Providing temporary use of non-downloadable software for document management, data governance, regulatory compliance, cybersecurity, vendor due diligence, data security risk assessment and mitigation; Providing temporary use of non-downloadable software for data security incident reporting and response, data access controls, providing and managing company policies; Providing temporary use of non-downloadable vendor security software for vendor identification, vendor evaluation, vendor evaluation, vendor monitoring, vendor management, and vendor reporting; Providing temporary use of non-downloadable incident reporting software for providing data breach alerts, documents data breaches and responses, and providing notifications concerning data breach incidents; Providing temporary use of non-downloadable data access software for monitoring access to data, managing access to data, and providing reports regarding access and changes to data; Providing temporary use of non-downloadable data access software for storing templates and documents and providing read and write access to templates and documents; and Providing temporary use of non-downloadable cybersecurity software for identifying protectable data and cybersecurity risks, developing and implementing data safeguards, developing and implementing data breach identification processes, developing and implementing data breach responses, and implementing data breach recovery processes
Computer and Scientific