SMA CLEARINGHOUSE

Investment management and consulting services; research and analysis in field of investment management; providing a suite of asset management services to banks and other financial institutions or intermediaries, namely financial asset management and securities investments through a brokerage account; investment brokerage; investment advice and support for individuals and institutions, namely financial planning, financial advice as to asset allocation, financial investment strategy, managed account financial investment services, financial research, and portfolio re-balancing in the nature of securities investments for others