SII INVESTMENTS, INC. ADVISOR DASHBOARD

Providing temporary use, by authorized securities brokers and account representatives, of non-downloadable software that allows users to customize the manner in which they view financial account data and relevant non-financial information about their clients, conduct analyses of their clients' holdings and financial positions, process the brokerage of securities and other investment product transactions in the nature of variable and fixed annuity products, conduct financial research, conduct online administration of securities and annuities accounts, and access online financial information featuring forms directly related to transacting securities and insurance business