SCOTIA CAPITAL
Mark Identification

SCOTIA CAPITAL

Serial Number

75796803

Filing Date

Oct 1, 1999

Registration Date

Dec 16, 2003

Trademark by

BANK OF NOVA SCOTIA THE

Classification Information

[Computer communications software, namely, browser software used to access, view, and transmit information and data from an online database in the field of corporate and investment banking; computer software monitors and computer hardware; pre-recorded audiocassettes, videocassettes and CD-ROMs featuring promotion and instruction in the field of corporate and investment banking]

Electrical and Scientific Apparatus

[Printed material, namely, newspapers, periodicals, namely, magazines, books, brochures, pamphlets, posters and operating instruction manuals all featuring information on corporate and investment banking products and services offered]

Paper Goods and Printed Matter

Banking services; investment banking services and corporate financial analysis and consultation services; merchant banking services; [trust services, namely, estate trust management services;] securities services, namely, brokering of securities for others; securities dealer services, namely, brokering of various corporate and investment banking products and services; insurance administration services for investment and corporate banking products and services; investment services, namely, investment consultation services; precious metal services, namely, commodity exchange services for precious and base metals; corporate commercial lending services; syndicated corporate commercial lending services; automated securities brokerage services, namely, structuring of new issues, financial research and commodities trading for others; structured leasing of real property; commodities trading for others, namely, the trading of securities, high yield debt, and precious and base metals, securities underwriting; brokerage services in the field of commodities; financial analysis and consultation, namely, mergers, acquisitions, divestitures and corporate restructuring services; commodity investment advice namely, stock, bond and money market brokerage and investment services; financial asset management services; commodity trading for others, namely, trading of futures, options, foreign exchange, derivatives and commodities; corporate real estate brokerage services; [financial analysis and consultation services, namely, mutual funds management and sales services and annuity services;] online financial analysis, brokerage and consultation services rendered via a global information network

Insurance and Financial