RULES OF MODERN INVESTING

Banking services; providing financial and investment advice, analysis, management and consultation services; financial and investment services, namely, securities brokerage and trading of securities, stocks, bonds, mutual funds, money market funds, exchange traded funds, commodities, futures, options, and indices of any of the forgoing; financial and investment services, namely, cash management account services; financial and investment services, namely, management of mutual funds, money market funds, exchange traded funds, index funds and managed accounts; wealth management services; investment management; financial planning and investment advisory services; retirement fund investment; providing a website containing financial and investment information for use by investors