ROTH CAPITAL PARTNERS

Mergers and acquisitions advisory services, namely, acquisition and merger consultation; marketing services, namely, business marketing services; Conferences in the field of finance, investments, brokerage, banking, and insurance, namely, arranging and conducting business conferences

Financial services, namely, helping public companies raise capital and create liquidity, specifically, capital investment services; Investment banking services; Trading services in the field of securities, finance, and investments, namely, brokerage of shares and other securities; Financial advisory services; Financial consulting services; Banking services; Financial and investment research and analysis services; Money management services, namely, investment management and financial management; brokerage services in the field of stocks, commodities, and insurance