RIVERROCK FUNDS

Investment management in the fields of securities, private equity and/or life settlement; Investment of funds for others in the fields of securities, private equity and/or life settlement; Financial investment in the field of securities, private equity and/or life settlement; Financial investment services, namely, administering the issuance, underwriting and distribution of securities; Financial services, namely, operation and management of hedge funds, commodity pools and other collective investment vehicles, and trading for others of securities, options, futures, derivatives, debt instruments and commodities