RIA ONLY DOES NOT MEAN RIA ALONE

Providing marketing support for independent investment advisors, namely, creating and designing web-based and paper-based promotional materials for others for dissemination by independent investment advisors to their clients and supplying paper-based marketing materials for dissemination by independent investment advisors to their clients; providing centralized business support for a network of independent investment advisors, namely, centralized account billing, preparation and dissemination of periodic asset-holdings statements, and preparation and dissemination of market reports

Investment advisory services; providing investment, financial and financial asset management advice; financial planning and financial consulting services; providing investment market research support for independent investment advisors, namely, providing links to the websites of others in the field of investment market research and financial consulting provided by investment market analysts

Providing regulatory compliance support to independent investment advisors, namely, compliance consulting services that assist investment advisors in ensuring that they are operating within federal and state securities and investment advisor-related laws and regulations