RBC DAIN RAUSCHER

Financial services namely investment banking; securities and restricted securities brokerage services, commodities brokerage services, broker-dealer services, institutional equity and fixed income instrument brokerage, financial advisor services to public entities; personal and institutional investment advice, strategy, planning and counselling; consultation and planning assistance with respect to retirement plans; consultation and planning assistance with respect to liquidations of all types of control and/or restricted securities; financial research in the area of equity sales and trading, corporate finance, equity capital markets, mergers and acquisitions, corporate credit and structured finance; fixed income investment services; finance procurement services for public entities; financial advisory and underwriting services; asset securitization services; online investment services; providing a website featuring financial news and information and online access to financial tools