77628734
Dec 8, 2008
Dec 28, 2010
ASSET, PORTFOLIO AND INVESTMENT MANAGEMENT SERVICES, NAMELY, CREATING, MANAGING AND ADMINISTERING MUTUAL FUNDS, THIRD PARTY FINANCIAL ASSET MANAGEMENT AND TAX ASSISTED INVESTMENTS, AND MANAGEMENT OF REAL ESTATE AND OIL, GAS AND MINING RESOURCE ASSETS; FINANCIAL ADVISORY SERVICES, NAMELY, FINANCIAL PLANNING AND INVESTMENT MANAGEMENT SERVICES; ADMINISTERING LIFE, ACCIDENTAL DEATH AND HEALTH INSURANCE POLICIES; ADMINISTERING BANKING, FINANCIAL AND ESTATE PLANNING SERVICES; CAPITAL MARKETS SERVICES, NAMELY, INVESTMENT BANKING SERVICES AND UNDERWRITING OF THE SALE OF SECURITIES TO THE PUBLIC, PRIVATE PLACEMENTS AND INVESTMENT ADVISORY SERVICES RELATED TO MERGERS AND ACQUISITIONS, DIVESTITURES, RESTRUCTURINGS AND STOCK EXCHANGE LISTINGS, INSTITUTIONAL SALES AND TRADING SERVICES, NAMELY, THE SELLING, PURCHASING AND TRADING OF EQUITY AND EQUITY RELATED SECURITIES AND FIXED INCOME SECURITIES ON BEHALF OF INSTITUTIONAL CLIENTS; INVESTMENT RESEARCH SERVICES, NAMELY, THE PREPARATION OF INVESTMENT RESEARCH REPORTS AND OPINIONS TO INDIVIDUAL INVESTORS AND INSTITUTIONAL CLIENTS IN CONNECTION WITH INVESTMENT DECISION MAKING, INVESTMENTS RELATING TO OIL, GAS AND MINING RESOURCES AND INVESTMENTS RELATING TO OIL, GAS AND MINING EXPLORATION; PRIVATE EQUITY AND MERCHANT BANKING SERVICES RELATING TO RESOURCES AND REAL ESTATE
Insurance and Financial