PRE-EVENT DRIVEN

Financial and investment services, namely, leveraged buy outs and investments in financially distressed or underperforming companies; financial and investment services, namely, financial investment in the field of high yield and distressed bonds; financial services, namely, investment advice, investment management, investment consultation and investment of funds for others, including private and public equity and debt investment services; hedge fund investment services; investment advisory services; investment management; investment of funds for others; management of capital investment fund; financial services, namely, a total portfolio offering for high net worth clients consisting of both separate accounts and mutual funds for equity and fixed income investments; financial and investment services, namely, management and brokerage in the fields of stocks, bonds, options, commodities, futures and other securities, and the investment of funds of others; financial investment services, namely, administering the issuance, underwriting and distribution of securities