PPI

Fund investment and advisory services, for financial advisors of non-institutional investors; Investment counseling services, for financial advisors of non-institutional investors; Management of portfolios comprising securities, for financial advisors of non-institutional investors; Mutual fund investment, administration, distribution, brokerage, and investment advisory services, for financial advisors of non-institutional investors; Financial services, namely, administration of transactions by funds involving securities, stocks, funds, equities, bonds, notes, cash, or other types of financial investments, for financial advisors of non-institutional investors

Educational services, namely, conducting programs in the field of financial investing for securities broker/dealers and investors, for financial advisors of non-institutional investors