PORTFOLIO PRINCIPLES

Financial and investment services, namely, management and brokerage in the fields of stocks, bonds, options, commodities, futures and other securities, and investment of funds of others; transfer agency services; financial analysis, management, consulting and advisory services; fund investment, account reporting services; electronic funds transfer; financial information and evaluation services; savings and loan services; individual savings account services; capital investment services; financial transaction services, namely, trading of financial instruments; investment services, namely, asset management; financial, securities and commodities exchange services; investment analysis; real estate management; rental of office space; retirement payment services; and trusteeship representatives