Mark Identification

PORTFOLIO COMPLIANCE MANAGER

Serial Number

78168714

Filing Date

Sep 27, 2002

Registration Date

Oct 12, 2004

Trademark by

BONDWAVE LLC

Classification Information

COMPUTER SOFTWARE FOR ANALYSIS OF PRESENT PORTFOLIO HOLDINGS IN VIEW OF SELECTED INVESTMENT CRITERIA, EVALUATION OF POTENTIAL PURCHASES AND SALES, AND THE PROVISION OF AN INTERFACE TO OTHER MARKETPLACE PARTICIPANTS IN THE FIELD OF PURCHASE AND SALE OF SECURITIES

Electrical and Scientific Apparatus