Mark Identification

PERSHING INVESTMENT MANAGER SERVICES

Serial Number

76207348

Filing Date

Feb 8, 2001

Registration Date

May 11, 2004

Trademark by

PERSHING INVESTMENTS LLC

Classification Information

Printed materials and information materials, namely printed bulletins and newsletters concerning financial services, portfolio management, and topics of interest to hedge fund managers and money managers

Paper Goods and Printed Matter

Financial services and prime brokerage services, namely brokerage and dealer services in securities, bonds, mutual funds, commodities and investment vehicles provided to hedge fund managers and money managers; financial investment and management services; financial advisory and consulting services

Insurance and Financial