PACIFIC FUNDS

financial and investment services, namely, management in the fields of stocks, bonds, options, commodities, futures and other securities, and investment of funds of others; financial management, namely, management of alternative investments; financial products services, namely, financial investment brokerage services, corporate finance consultation in the field of asset sales, financial consulting and advisory services, distribution of securities, administration and management for pooled investment vehicles, private investment funds, and investment accounts; financial services, namely, asset management services, investment management services, and investment advisory services; financial services, namely, investment advice to individuals as well as to pension plans, retirement plans, trusts, endowments, foundations, corporations, government entities, insurance companies and other institutional investors; financial services, namely, investment advisory and investment management services for pooled investment vehicles, private investment funds, and investment accounts; fund investment, advisory services and sub-advisory services in the field of mutual funds and exchange traded funds; fund management services, namely, management of mutual funds, exchange traded funds, hedge funds, private equity funds, collective investment trusts, and securitized asset funds; investment consultation, management, brokerage, and advisory services in the fields of stocks, bonds, options, commodities, futures and other securities, derivatives, real estate, private placements, funding agreements, venture capital, private equity funds, hedge funds, private and public equity, debt investment services, and other financial instruments and products in the nature of open and closed end funds; investment management; investment management services; investment management services, namely, management of separately managed accounts, management of alternative investment vehicles, and management of pooled investment vehicles and related products; investment of funds for others; mutual fund investment consultation services; mutual fund investment, advisory, subadvisory, distribution, analysis, planning, development, brokerage and administration services; providing investors with financial information