OWNERSHIP INTELLIGENCE

business consulting and advisory services, namely, providing business information and analysis to issuers of investment securities on investors who purchase, sell, or otherwise transact in such investment securities and business information and analysis of capital markets and credit markets, excluding any pooled investment vehicle or investment company registered, or exempt from registration

financial consulting and advisory services, namely, investor communications and engagement services rendered to issuers of investment securities, excluding any pooled investment vehicle or investment company registered, or exempt from registration, and investment advisory services provided to any pooled investment vehicle or investment company registered, or exempt from registration; business consulting and advisory services, namely, providing financial information and analysis to issuers of investment securities on investors, capital markets, and credit markets, excluding any pooled investment vehicle or investment company registered, or exempt from registration; investment advisory services provided to any pooled investment vehicle or investment company registered, or exempt from registration

regulatory compliance consulting in the field of stock ownership, tax, corporate governance, proxy solicitation, and escheatment