Mark Identification

NEEDHAM SMALL CAP GROWTH FUND

Serial Number

76378929

Filing Date

Mar 6, 2002

Registration Date

Aug 17, 2004

Trademark by

NEEDHAM ASSET MANAGEMENT LLC

Active Trademark

Classification Information

Business acquisitions and merger consultations; advisory services in connection with the formation and operation of investment funds and offshore funds

Advertising and Business

Financial services, namely, investment management, investment advice, mutual fund investment, financial advisory services, capital management services, initial and secondary public offerings, investment of funds for others, portfolio management services

Insurance and Financial