NASD REGULATION

Paper goods and printed materials, namely, instructional manuals, magazines, pamphlets, newsletters, brochures, and leaflets in the field of securities regulation

Providing services to regulate the securities industry in order to maintain the integrity of the marketplace for the benefit and protection of investors, namely, registration of member firms and their employees

Educational services, namely, conducting seminars, conferences and workshops in the fields of securities trading and securities regulation

Providing services to regulate the securities industry in order to maintain the integrity of the marketplace for the benefit and protection of investors, namely, testing and examination of member firms and their employees, and the creation and enforcement of rules that govern member firm conduct