MULTIPLE PERSPECTIVES. ONE APPROACH.

Printed publications, namely, magazines in the field of financial services; publicity materials, namely, informational flyers featuring information regarding financial services; stationery

Financial services, namely, financial analysis, evaluation and consultation; investment management and advice; mutual fund investment management and distribution; annuity services, namely, investment management and distribution of variable annuities; fiduciary trustee services, namely, serving as a trustee for directed and discretionary trust accounts; estate planning; financial administration of employee financial benefit, pension and retirement plans in connection with the foregoing financial services