Mark Identification

LIPPER CONVERTIBLES

Serial Number

76148772

Filing Date

Oct 17, 2000

Registration Date

May 14, 2002

Trademark by

LIPPER & COMPANY INC.

Classification Information

investment advisory, investment supervisory and investment management services relating to convertible securities and hedged convertible securities; securities lending namely, borrowing and lending of securities for others; securities brokerage services; fund investment services; and financial management services, namely, buying, selling, maintenance and management of funds and investments for others

Insurance and Financial