LION

Publications, namely, printed materials for investors and salespersons in the fields of mutual fund brokerage and mutual fund management; separate account management; stock, bond and options brokerage; access to financial planning services and providing consultative services to investment professionals

Financial and investment services, namely, mutual fund brokerage and mutual fund management; separate account management; stock, bond and options brokerage; access to financial planning services and providing consultative services to investment professionals