LIBERTY MUNICIPAL

Investment advisory and mutual fund services, namely, sponsoring mutual funds, providing administration and shareholder services to mutual funds, distributing mutual fund shares and managing funds, securities, and other investments for institutions and the general public; Investment advisory and exchange traded funds services, namely, sponsoring exchange traded funds, providing administration and shareholder services to exchange traded funds, distributing exchange traded funds shares and managing funds, securities, and other investments for institutions and the general public; financial services, namely, investment management, investment consultation and advice, brokerage services for securities, derivatives, financial contracts, commodities, currencies, and other regulated investment products, securities underwriting, investment of funds and capital for others, and administration and settling of transactions involving funds drawn from securities, stocks, funds, equities, bonds, cash, and other types of financial securities