KINGSWOOD CAPITAL MARKETS

Financial investment brokerage services, namely, brokerage of securities, structured notes, bonds, futures contracts, stock options, swaps, certificates of deposit; provision of financial information regarding securities, structured notes, bonds, futures contracts, stock options, swaps, and certificates of deposit; financial investment brokerage services; providing financial services with respect to securities and other financial investments; trading and investments in securities and financial instruments and products for others