JOBTRAX

Providing business information in the field of investment management; Providing business information in the field of business records and regulatory compliance filings; Financial recordkeeping in the fields of federal government securities regulations and state government securities regulations, investment advisory and investment company activities; Business consulting services in the investment management industry, namely, consulting in relation to database and workflow management, compliance services management, and regulatory filing monitoring provided in conjunction with the use of cloud-based software for database and workflow management, compliance services management, and regulatory filing monitoring for companies in the investment management industry; Business consulting services, namely, consulting on business management aspects of regulatory compliance for companies in the investment management industry; Financial recordkeeping and business consultation in the fields of federal securities regulations and state securities regulations government, investment advisory and investment company activities;

Analysis, maintenance, and support services regarding the provision of financial regulatory filings, namely analysis, maintenance, and support services related to financial information for the asset and investment management industry, including hedge funds, financial best execution information, and transaction cost analysis for equity and foreign exchange markets, fixed income markets, and advisor-sold investments;

Software as a service (SaaS) services featuring cloud-based software for use by asset managers and financial institutions for use in financial asset management, compliance consulting and testing, financial portfolio compliance management;

Regulatory compliance consulting for companies in the investment management industry;