Mark Identification

INVESTMENT ADVISER REGISTRATION DEPOSITORY

Serial Number

75864289

Filing Date

Dec 6, 1999

Trademark by

NASD REGULATION INC.

Classification Information

Computer software to access a global computer network containing information on professionals in the securities industry

Electrical and Scientific Apparatus

Paper goods and printed materials including instructional manuals, magazines, pamphlets, newsletters, brochures, and leaflets regarding a database containing information on professionals in the securities industry

Paper Goods and Printed Matter

Compiling information on professionals in the securities industry and providing access to same through software and a global computer network

Computer and Scientific