86644781
May 28, 2015
Jun 14, 2016
Financial analysis and consultation, namely, reviewing private placement offerings to present to potential investors; providing financial due diligence services for private placement offerings, namely, verification of investors, integration with third party providers including escrow agents in the nature of providing escrow services, and performing bad actor checks in the nature of regulatory compliance; Financial services, namely, securities broker-dealer services, securities broker-dealer syndication services, trading of securities and municipal securities; Private placements of hedge funds, private equity funds, securities and derivatives for others; Financial advice and consultancy services, namely financial consulting in the field of securities compliance for private placement transactions provided to broker dealers, investment advisors, and issuers
Insurance and Financial