INDEX IQ BY MAINSTAY INVESTMENTS

Financial services, namely, investment management, asset management, investment advice, investment consultation, financial research, banking; Investment management of and distribution of variable annuities; Fund investment services, namely, fund investment consultation, exchange traded fund investment, mutual fund investment; Providing financial and investment services via the Internet, namely, fund investment consultation, exchange traded fund investment, mutual fund investment, investment management, asset management, investment advice, investment consultation, financial research, banking, investment management of and distribution of variable annuities and financial planning services, namely, retirement plans, college savings plans and charitable giving programs; Providing on-line financial calculators and analyzers; Financial analysis and consultation; Financial services, namely, developing and providing financial indexes for tracking the performance of stock, stock funds, futures, options, annuities, and other securities