86199759
Feb 21, 2014
Sep 30, 2014
INVESTMENT ADVISER ASSOCIATION
Active Trademark
Downloadable electronic publications in the nature of membership rosters, membership directories, newsletters, booklets, brochures, reports, manuals, and compliance and regulatory materials in the field of information of interest to investment advisers
Electrical and Scientific ApparatusPublications, namely, membership rosters, membership directories, newsletters, booklets, brochures, reports, manuals, and compliance and regulatory materials in the fields of of information of interest to investment advisers
Paper Goods and Printed MatterAssociation services, namely, promoting the interests of federally registered investment advisers; Lobbying services, namely, promoting the interests of federally registered investment advisers in the fields of legislation and regulation
Advertising and BusinessEducation services, namely, providing live and on-line conferences, workshops, meetings, seminars, lectures and continuing education programs for the investment adviser industry in the field of regulatory compliance, management of securities portfolios, technology, law, regulatory matters, business, company operations and management and distributing course materials in connection therewith; Providing on-line non-downloadable articles in the field of news to the investment adviser industry regarding business, company operations and business management
Education and EntertainmentRegulatory compliance consulting in the field of the investment adviser industry; Reviewing standards and practices to assure compliance with investment adviser laws and regulations; Tracking and monitoring regulatory requirements in the field of the investment adviser industry for regulatory compliance purposes
Personal