IAA
Mark Identification

IAA

Serial Number

86199759

Filing Date

Feb 21, 2014

Registration Date

Sep 30, 2014

Trademark by

INVESTMENT ADVISER ASSOCIATION

Active Trademark

Classification Information

Downloadable electronic publications in the nature of membership rosters, membership directories, newsletters, booklets, brochures, reports, manuals, and compliance and regulatory materials in the field of information of interest to investment advisers

Electrical and Scientific Apparatus

Publications, namely, membership rosters, membership directories, newsletters, booklets, brochures, reports, manuals, and compliance and regulatory materials in the fields of of information of interest to investment advisers

Paper Goods and Printed Matter

Association services, namely, promoting the interests of federally registered investment advisers; Lobbying services, namely, promoting the interests of federally registered investment advisers in the fields of legislation and regulation

Advertising and Business

Education services, namely, providing live and on-line conferences, workshops, meetings, seminars, lectures and continuing education programs for the investment adviser industry in the field of regulatory compliance, management of securities portfolios, technology, law, regulatory matters, business, company operations and management and distributing course materials in connection therewith; Providing on-line non-downloadable articles in the field of news to the investment adviser industry regarding business, company operations and business management

Education and Entertainment

Regulatory compliance consulting in the field of the investment adviser industry; Reviewing standards and practices to assure compliance with investment adviser laws and regulations; Tracking and monitoring regulatory requirements in the field of the investment adviser industry for regulatory compliance purposes

Personal