HORIZONS EXCHANGE TRADED FUNDS

Financial, Advisory and Investment Services, namely, the Structuring, Sale, Distribution, Management and Administration of Investments, namely, Mutual Funds, [ Commodity Funds, Pooled Funds, Hedge Funds, ] Exchange Traded Funds [, Closed-End Funds, Principal Protected Notes, Wrap Account Products, Segregated Funds, Securities and Securities-Based Investment Products; Financial Products Services, namely, Brokerage, Sales, Advisory, Distribution, Administration, Management, Accounting, Custodial and Trustee Services for Mutual Funds, Commodity Funds, Pooled Funds, Hedge Funds, Exchange Traded Funds, Closed-End Funds, Principal Protected Notes, Wrap Account Products, Segregated Funds, Securities and Securities-Based Investment Products; all the foregoing provided exclusively to financial advisory and investment professionals, and financial product producers ]