GRIFFITHS MCBURNEY

Financial and investment services, namely, investment dealing services, namely, public and private corporate financing activities and merger and acquisition advisory services; brokerage of shares and other securities; agencies or brokerage for trading of securities and institutional equity trading; providing financial analytical support to investment dealers; financial counseling services; brokerage services, namely, acting as broker and dealer of equity and debt securities, monetary exchange; financial exchange, cash and foreign exchange transactions; equity research services, namely, financial research services; equity and debt underwriting services; research services, namely, providing financial and investment research to clients; and financial advisory services relating to corporate finance, mergers, acquisitions, reorganizations and restructurings