87183639
Sep 26, 2016
Financial and investment services, namely, investment dealing services, namely, public and private corporate financing activities in the nature of agency or brokerage for trading of securities, facilitating trades and market making in securities, and merger and acquisition and divestiture advisory services; financial and investment counseling services, namely, helping clients to achieve their financial goals; brokerage services, namely, acting as broker and dealer of equity and debt securities, and foreign exchange; equity capital investment; investment of funds for others in the field of private and public equity; equity brokerage and trading, namely, equity brokerage and trading services, institutional equity trading, securities trading for others, acting as broker and dealer of equity and debt securities; underwriting services, namely, underwriting equity and debt securities; research services, namely, providing financial and investment research to clients; and financial advisory services relating to corporate finance, divestitures, reorganizations and restructurings; estate and succession planning, and tax planning services, personal financial advisory services, wealth management services, and mutual funds services, namely, mutual fund investment services; sales and trading services, namely, arranging of buying and selling securities on behalf of third party clients and to facilitate further trading
Insurance and Financial