GMP

Financial and investment services namely, investment dealing services, namely, public and private corporate financing activities and merger and acquisition ('M and A') advisory services; sales and trading services, namely, buying and selling securities on behalf of clients; investment dealer services, namely, provision of agencies or brokerage for trading stocks and bonds; financial and investment counseling services; brokerage services, namely, acting as broker and dealer of equity and debt securities, and foreign monetary exchange; equity brokerage and trading, namely, equity brokerage and trading services, institutional equity trading, securities trading for others, acting as broker and dealer of equity and debt securities; equity research services, namely, financial research services; underwriting services, namely, underwriting equity and debt securities; research services, namely, providing financial and investment research to clients; and financial advisory services relating to corporate finance, mergers, acquisitions, reorganizations and restructurings