85928840
May 10, 2013
Financial and investment services, namely, management and brokerage in the fields of stocks, bonds, options, commodities, futures and other securities, the investment of funds of others, asset and investment acquisition, consultation, advisory and development; financial services, namely, coordination within a single account of an investment portfolio's maintenance, trading, rebalancing, and tax management needs; financial services, namely, investment advice, investment management, investment consultation and investment of funds for others including private and public equity and debt investment services, the trading of financial instruments, securities, shares, options and other derivative products, dealing in securities as a market maker and in trading commodities, securities, options, futures, equities and fixed income products in the U.S. and overseas market securities, proprietary trading in commodities, securities, options, futures, equities and fixed income products in the U.S. and overseas market securities, operation and management of hedge funds, commodity pools and other collective investment vehicles, and trading for others of securities, options, futures, derivatives, debt instruments and commodities; philanthropic services, namely, financial endowment of charitable foundation for training and mentoring; providing financial services with respect to securities and other financial instruments and products, namely, trading of and investments in securities and financial instruments and products for others, money management services
Insurance and Financial