FOR CEOS ONLY

VENTURE CAPITAL FUNDING, INVESTMENT BANKING AND MUTUAL FUND INVESTMENT SERVICES, PROVIDING FINANCIAL INFORMATION AND FINANCIAL RESEARCH, AND EXPRESSLY EXCLUDING HEALTH BENEFITS SERVICES, ALL OFFERED TO SENOR CORPORATE EXECUTIVE MEMBERS OF AN ORGANIZATION SPONSORED BY APPLICANT

ARRANGING AND CONDUCTING CONFERENCES AND SEMINARS IN THE FIELD OF INVESTMENT IN EMERGING COMPANIES AND THE PURCHASE AND SALE OF COMPANIES, AND EXPRESSLY EXCLUDING THE FIELD OF HEALTH BENEFITS PROGRAMS, OFFERED TO SENIOR CORPORATE EXECUTIVE MEMBERS OF AN ORGANIZATION SPONSORED BY APPLICANT; LEISURE AND RECREATIONAL SERVICES, NAMELY ARRANGING AND PROVIDING MEMBERSHIP IN PRIVATE GOLF AND RECREATIONAL SPORTS CLUBS FOR SENIOR CORPORATE EXECUTIVE MEMBERS OF AN ORGANIZATION SPONSORED BY APPLICANT