FIRSTSOUTHWEST APLAINSCAPITAL COMPANY

Financial services, namely, public and corporate finance investment banking services; public entity financial advisory services; securities brokerage; securities dealing for others; securities financing for others; providing clearing and settlement services for securities; providing securities trading and securities underwriting services for others; financial, treasury and investment analysis, consultation and management services; financial portfolio management services; creating structured financial vehicles for others; mutual fund investment services; investment fund management and administration; financial investment services in the fields of securities trading; private financial asset management; financial planning services; financial advisory services; administration and valuation of financial investments; arbitrage rebate compliance services; continuing disclosure services, namely, advising on, preparing and filing financial disclosures; municipal leasing services, namely, providing financial advisory services in connection with the lease purchase of equipment and other personal property; securities lending