FIELDPOINT PRIVATE SECURITIES

Financial services, namely, investment brokerage accounts, new brokerage account opening, asset transfer, due diligence, portfolio file management, and commission payments; Financial services, namely, the managing of, investing in and executing of financial transactions related to purchasing and selling equities, fixed income products, mutual funds, insurance, annuities, unit investment trusts, hedge funds, private equities, and limited partnerships; Financial services, namely, providing financial advice to clients in purchasing and selling equities, fixed income products, mutual funds, insurance, annuities, unit investment trusts, hedge funds, fund of funds, private equities, fund of fund, and limited partnerships; Financial consulting; Providing financial advice; Providing on-line financial calculators in the nature of electronic processing of commission payment; Financial services, namely, investment portfolio maintenance, trading, and rebalancing; Maintenance of client records, namely, financial records management; Financial trade processing services, namely, trade comparison, confirmation, clearance and settlement